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Authors Asking
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Q: "How do you go about getting a contract to publish an academic book? How is the process different from getting a contract for a college-level or K-12 textbook?"

A: Stephen E. Gillen, Authoring Attorney, Greenebaum Doll & McDonald, PLLC:

"Textbook contracts vary significantly based on curricular level. The K-12 market works with much higher volumes but is price sensitive (because schools adopt and purchase the books). The college market works on lower volumes but is less price sensitive (because professors adopt but students purchase).

The post graduate/academic market works on smaller volumes still and the focus of publishers tends to be not so much financial as it is prestige and contribution to the literature in a field.

At lower levels, the manuscripts are more heavily editorially managed and publishers frequently require that the work be done on a for-hire basis. At higher levels, the works are not likely to be managed at all and any evaluation will be done by peer review. Copyrights in these works are typically retained by the authors, with an assignment of certain exclusive but limited rights to the publisher.

Financial terms (advances, grants, and royalty rates) predominate in negotiation of lower level works -- bigger markets, higher volumes, and more revenue at stake. Issues of editorial control, assurance of publication, and attribution predominate in the higher level works, where financial interests are less of a motivating factor for all."

A: A: Michael Lennie, Authoring Attorney and Literary Agent, Lennie Literary & Author's Attorneys:

"The contract itself is very similar. However, the emphases and the likelihood of successful negotiation of various clauses can be quite different. Some of those differences include:

1. The academic publisher is interested in academic or scholarly material which may be commercially unattractive to the textbook publisher.

2. The academic publisher will offer:

  • Lower advances;
  • Royalties based on 'net' rather than 'list';
  • Smaller print runs;
  • More individual attention;
  • More prestige in the academic community;
  • More backlist sales;
  • Less willingness to negotiate;
  • Lack of sophistication or tolerance re contract negotiation;
  • More willingness to allow author to retain some rights;
  • Greater credit toward tenure;

Regarding 'author subventions', grants are sometimes (but not often) given to support a semester sabbatical to write a scholarly work, to purchase needed equipment such as a computer, to pay for permissions, art, research or a research assistant, travel for purposes of research, or other out of pocket expenses. These grants may be available from the publisher, a third party entity, or a government agency or department.

Although academic presses may be less familiar with academic authors represented by an attorney or a literary agent, it is none-the-less to the author's advantage to at least have the proffered contract reviewed by a knowledgeable publishing attorney. There is usually less monetary reward to the author, so actual negotiation of the contract by the author is infrequent.

Most academic presses are listed in the annual Writer's Market, and their websites can be helpful as well."

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