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Reaching
Beyond the Academy
By Sheryl
Fullerton
By
SHERYL FULLERTON
Literary agent and editor
Sheryl B. Fullerton Associates
1010 Church St.
San Francisco, CA 94114
Fullerton was formerly a college textbook editor and executive.
You may write for a copy of her guidelines for doing a trade
book proposal.
Tips
for authors who want to write a trade book |
I often hear from
text and academic authors who want to write a nonfiction work that capitalizes
on their expertise and writing experience but is aimed at a more general
audience. In publishing parlance, that kind of book is a "trade" book,
meaning it is sold to the trade -- the booksellers. Usually an author
has a yen to communicate with more people, maybe in a different way,
and sometimes even on a subject that's not strictly part of his or her
professional work or is a passionate but more casual interest. It's
admirable to want to take on this new venue, but most academic authors
are not well prepared for the differences between the academic and trade
publishing worlds. Though these worlds share some traits -- the belief
in the need for a well-defined market and a good idea -- they are truly
separate. This article is designed to give just a few practical tips
for authors who want to leap the divide and succeed.
Why Would Someone
Pay Money for This Book? Trade editors generally know that they're
competing with every other form of entertainment for readers' attention
and disposable income. Unlike academic or professional books, which
are contributions to knowledge and thus important to others with the
same interests or problems, or textbooks, which are required or recommended
for specific courses and thus bought by a very specific audience, trade
books are designed to entertain and inform a very broad spectrum of
readers. These readers have more than enough interests to support the
tens of thousands of trade books published every year, on everything
from alternative spirituality to home repair to cooking to politics
to movie trivia. All those books share one important characteristic:
They have strong commercial potential. People will buy (not just be
intrigued by or consider but pay money for) at least 10,000 copies --
theminimum most publishers hope to reach with all their titles.
Any trade editor
who looks at a proposal or manuscript will want to know what makes it
unique, compelling, and a must-buy for a particular set of readers.
The trade market is more uncertain and in its own way riskier than academic
and textbook markets. Trade editors make all their decisions in collaboration
with their colleagues from marketing and publicity, so they all have
to believe that booksellers will support and customers will buy any
book they sign up. Since they hear a constant stream of sales pitches
from literary agents and authors hawking their books, these editors
also tend to be fairly skeptical. The answer to the question of why
readers would buy this book must be direct and clear: for example, because
they need the information to remodel their houses, gain spiritual enlightenment,
have an interest in military history, need to improve their business
communication skills, are curious about a favorite celebrity, and so
on.
Who Will Buy
This Book? In publishing terms, it's also important to define the
market--that is, the characteristics of the audience -- for any book
as clearly as possible. That can include:
- The general
subject: Where in a full-service bookstore would this book be
shelved? (If that question isn't easily answered, maybe there's no
trade market.)
- The publishing
context: Have there been a lot of books published on this subject
recently? What are the top two or three best-sellers? Who are their
authors and what are their credentials? How does this book and author
compare to them? What needs does it answer that existing books do
not?
- Demographics: What are the general characteristics of the people who will buy this
book? Consider age, related interests, book-buying habits, purpose,
gender, race or ethnicity, number of people in this group.
- Timeliness: Why is this book going to be of great interest to this readership
two years from now?
Who Is Writing
This Book? Most authors who have written successfully for text or
academic markets have not had to demonstrate their credibility for a
long time. Their track record plus their teaching and other publication
credentials give publishers a clear indication that any new book is
also very likely to be successful. Those prior credentials also are
important in trade publications, especially if the author is writing
in the same subject. Often, however, authors seem to want to write outside
their professional expertise. A math professor, for example, with a
string of successful precalculus titles who wants to write about a spiritual
or psychological topic could face resistance from publishers unless
he or she can prove expertise in this other subject. That's another
reason why it's worthwhile to see who has written the books that compete
most closely: What are their qualifications? Their national reputations?
Their affiliations?
Even staying within
your traditional subject expertise does not guarantee ready acceptance
among publishers -- unless, of course, you're a Nobel Prize winner or
head of the MIT media lab or have similar notoriety. A trade book has
to look like, smell like, and taste like a trade book; it can't have
the pedagogical trappings or the professional jargon that are common
to text and academic titles. For most academic authors, shifting to
writing for a trade audience is challenging (as is the reverse for those
authors who have written primarily for general audiences). Expectations
about the quality of the writing, assumptions about readers, level and
style of discourse, humor, purpose, and almost every other aspect are
very different and must be taken into account.
What about the
Trade Book Proposal? So how do trade editors get convincing answers
to their questions about a book's market and author? They look to the
book proposal, a document that is a second-cousin to the traditional
prospectus that most authors have done for text and academic books.
Like the prospectus, the proposal answers questions about the book,
the market, the competition, and the author, but it differs in one key
respect: It is a marketing document designed to sell the book to the
editor. Style is very much as important as content; the proposal must
be lively, compelling, intriguing, and very persuasive. It's entirely
possible that an editor could get two proposals for books on the same
subject by similarly qualified authors, one written in traditional,
severe, perhaps a bit staid academic style and the other written with
the appropriate marketing angle and in a catchy prose style. The editor
is much more likely to give the latter a second look and serious consideration
simply because the author has demonstrated that he or she can communicate
to a general audience and has a sense of the project's commercial potential.
It's unrealistic to assume that a trade editor can look beyond a business-as-usual
prospectus and writing to see a trade jewel glimmering beneath the surface.
The proposal must make that jewel sparkle and shine.
There's a whole
art to writing successful trade book proposals (and constructing the
idea and angle for the books they describe). Some literary agents will
advise prospective authors on how to master that art; some authors end
up hiring writers or editors to help them. I have a set of brief guidelines
that ask a series of prompting questions and give basic advice for would-be
trade authors; there are also books on the subject. It's well worth
the time it takes to understand how to do a compelling proposal because,
unless you are Carl Sagan or Stephen Jay Gould, you'll need it to get
editors' serious attention.
Do I Need a Literary
Agent? Most trade publishers buy 60 to 70 percent of their titles
from literary agents, most of whom are located in New York City, although
there are plenty of others around the country. When I say "buy," that's
exactly what I mean. Few contracts for trade books are concluded without
some kind of advance. The hottest commercial titles, as you've no doubt
heard, can go for six figures and even up from there. Typical advances,
however, range from $5,000 to $50,000, depending on how the publisher
sees the market and the book idea.
The reason that
literary agents become important in this kind of publishing scene is
that they know specific editors and their particular interests. Trade
editors have a fair amount of latitude in what they can buy. Their mandates
may come from within the publishing house and its strategy, but often
they buy what they like, what grabs them with ideas and writing. They
may buy books that fit their own interests, as in the former American
studies major who as an editor likes to buy books about popular culture,
specifically film and music. Agents (who receive a percentage of the
author's advances and royalties) have cultivated relationships with
editors and know what they prefer and will buy, so they can connect
a project with the right editor. Moreover, agents handle all the business
details of the author's relationship with the publisher, from negotiating
the contract (which can be quite different from text and academic agreements)
to handling any disputes or problems that can come up along the way,
even after the book is published. The idea is that the editor and author
can focus on the book and writing, leaving the sometimes disruptive
business wrangling to the editor and agent.
Can an author
place a book without an agent? The answer, of course, is that it's
possible, since publishers buy 30 to 40 percent of projects directly
from authors. Even more significant, if the project is a specialized
trade title, it may be best placed with a smaller house that has an
established list in the subject. Since that kind of publisher is quite
likely to be eagerly looking for new titles in the area and less concerned
about reaching the broadest possible market, an agent in that case is
much less important. Placing a more commercial trade project without
an agent, however, means creating an exceptionally strong proposal,
following accepted protocols, figuring out what publishers and editors
should see the project, being stoic about rejection, and being realistic
about time frames. Unsolicited and unagented manuscripts often end up
in so-called "slush piles," which are screened by editorial assistants
and may never reach the editor for whom their intended. Response times
can be four to 12 weeks. Nevertheless, authors with strong book ideas
who have done their homework and who are persistent stand a good chance
of getting a trade editor's attention.
Conclusions: The main point I would like to leave with text and academic authors
who want to write a trade book is to be realistic about this very different
publishing world. Take those substantial differences seriously and educate
yourself about them. As in any new endeavor, do your homework, respect
your competitors (i.e., already published books on the subject), understand
the processes and the players, do an absolutely bang-up proposal, and
get an agent if you need one. And one more piece of advice: If you've
got an idea you believe in passionately, don't be intimidated and don't
let anyone tell you it can't be done.
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